Securities and Futures Commission Jobs

This is a Full time job

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

8 years+ capital markets industry experience
Detailed knowledge of financial products
Trading experience in global financial institution

22d ago

Listed twenty two days ago

Temp Manager (4-M Contract) - IS (Off-site monitoring, Global Institutions), INT

This is a Full time job

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

Monitor & review intermediaries’ business activity
7 years+ experience in financial services sector
familiar with trading operations in top tier ibank

22d ago

Listed twenty two days ago

Assistant Manager - Investment Products [Ref: JDB/AM/IP/240112]

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Minimum of three years of solid work experience
Experience in IPO or corporate finance
Good knowledge of the Listing Rules

22d ago

Listed twenty two days ago

Manager / Assistant Manager - Intermediaries Supervision (Inspection)...

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

policy setting and issuing codes and guidelines
analysing industry and firm-specific data
depicting industry trends

22d ago

Listed twenty two days ago

Manager - Investment Products [Ref: JDB/MGR/IP/240112]

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Minimum of five years of solid work experience
Experience in IPO/corporate finance related work
Able to work under pressure and meet deadlines

22d ago

Listed twenty nine days ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/240202]

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

7 years+ in financial or operational risk control
Detailed knowledge of SFC rules and regulations
Trading experience, or working knowledge of trading strategies

29d ago

Listed twenty nine days ago

Contract AM (2-Year) - Enforcement (Investigation, Intermediary Misconduct Team)

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

investigate misconduct committed by persons regulated by the SFC
prepare cases for criminal, civil or disciplinary proceedings
3yr+ experience in investigation, litigation, law enforcement,dispute resolution

29d ago

Listed one day ago

Director - Enforcement (Market Misconduct Team)

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

detect and investigate suspected market misconduct
support resulting enforcement proceedings
exposure to securities and corporate law is highly desirable

1d ago

Listed one day ago

Senior Manager - Enforcement (Surveillance - Market Misconduct Team)

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

identifying and analysing trends, innovations and issues in the market place
develop analytical methods and models to uncover potential market abuse
A university degree in finance, accounting or finance related subjects

1d ago

Listed five days ago

Senior Manager - Corporate Finance (Policy Team) [Ref.:SM/CF/PO/240223]

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Reviewing listing applications under the Dual Filing regime
Making recommendations as to the exercise of the Commission’s powers
Solicitor or professional accountant with 10 years post-qualification experience

5d ago

Listed one day ago

Contract Manager (2-Yr) - Enforcement (Corporate Fraud & Corporate Misfeasance)

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

detect fraud, misfeasance, other misconduct by listed company & their management
prepare cases for criminal/civil proceedings before HK’s courts & tribunals
preferably with professional qualifications in Law or Accounting

1d ago

Listed eight days ago

Manager - Data Analytics Group, Supervision of Markets

This is a Full time job

Business/Systems Analysts

subClassification: Business/Systems Analysts

classification: Information & Communication Technology

(Information & Communication Technology)

Oversee the end-to-end data science project lifecycle
Supervise the support and enhancement of existing data science solutions
5+ years of experience in data science or related roles

8d ago

Listed one day ago

Finance Manager

at Core Pacific - Yamaichi Int'l (H.K.) Ltd

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Financial Managers & Controllers

Financial Managers & Controllers

classification: Accounting

(Accounting)

Knowledge in Securities and Futures Ordinance, FRR
CPA qualified & solid experience in securities/finance industry
At least 3 years of managerial experience

1d ago

Listed fifteen days ago

Manager / Assistant Manager - Complaints Team, Corporate Affairs

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

Central and Western District

have a university degree
5yrs+ solid experience in the financial services sector or related industries
have good analytical and problem-solving skills

15d ago

Listed nineteen days ago

Institutional Sales Director

at Private Advertiser

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

19d ago

Listed fifteen days ago

Senior Manager (Basel Capital and Risk Models Team) - Intermediaries Supervision

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

Working knowledge of FRTB, SA-CCR
Exposure to regulatory policy setting
8 years’ practical experience in model risk manage

15d ago

Listed fifteen days ago

Manager - Licensing (Fintech unit), Intermediaries [Ref: MGR/FIN/LIC/INT/240426]

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

Provide technical assistance licensing application
virtual asset trading platform
Handle corporate/individual licensing application

15d ago

Listed eight days ago

Senior Manager - Human Resources (Learning & Development), Corporate Affairs

This is a Full time job

(Human Resources & Recruitment)

subClassification: Training & Development

Training & Development

classification: Human Resources & Recruitment

Drive the talent development agenda to enhance capabilities
Understand the fast-evolving development needs of our employees
Min. of 10 yrs’ relevant exp preferably in the financial services industry

8d ago

Listed twenty two days ago

Manager - Enforcement (Discipline - Intermediary Misconduct Team) [Ref.:...

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Tsim Sha Tsui, Yau Tsim Mong District

Providing strategic and legal advice
At least 3 years of solid experience
Familiarity with the securities and futures market

22d ago

Listed nine days ago

Business Development Specialist

at Fargo Wealth Group Limited

This is a Full time job

subClassification: New Business Development

New Business Development

classification: Sales

(Sales)

Station in Singapore
Medical insurance covering spouse & children
5-days work week, year-end discretionary bonus

9d ago

Listed eleven days ago

Managing Director, Financial Services Business

at South China Finance And Management Limited

This is a Full time job

Central, Central and Western District

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services