Compliance Jobs in Quarry Bay Eastern District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Prudential Hong Kong Limited

Review processes on RCSA, Audit, Regulatory, SOX Reviews, Incidents, etc.
Participate and share advice on key projects from risk & compliance perspectives
6 years related experience, preferably from insurance/financial institutions

6h ago

Listed seven hours ago

Manager, Operational Risk and Governance

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Review processes on RCSA, Audit, Regulatory, SOX Reviews, Incidents, etc.
Participate and share advice on key projects from risk & compliance perspectives
10 years related experience, preferably from insurance/financial institutions

7h ago

Listed one day ago

Assistant General Manager, Enterprise Risk Management

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Enterprise, climate and strategic risk management
Review the Risk Appetite Statement (“RAS”)
Experience in enterprise risk and ICAAP etc.

1d ago

Listed two days ago

AVP, Business Operational Risk (Investment Products focus)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Manage business operational risk related to investment products
Formulate/ execute periodic and ad hoc internal control assurance plans
Review Risk and Control Self-Assessment (RCSA) to identify key risks

2d ago

Listed two days ago

AVP/VP, Business Operational Risk (Insurance Products focus)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Manage business operational risk for insurance products
Review incidents/customer complaints with regulatory and compliance concerns
Conduct thematic/ ad hoc review/ gap analysis

2d ago

Listed ten hours ago

Vice President, Interest Rate Risk & Liquidity Modeling

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at ICBC Credit Card Centre (Int'l)

Assess liquidity risk exposures and risk metrics regularly
Support regular liquidity stress testing and review of assumptions
Experience in SAS

10h ago

Listed one day ago

合規助理經理/副经理/经理 (Compliance Assistant Manager/Deputy Manager/Manager)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

5-day work, Bank holiday 五天工作，銀行假期
1.5h lunch hour 1.5小時午餐時間
Medical Insurance(Including Dental) 醫療保險（包牙科）

1d ago

Listed nine days ago

Assistant Vice President/ Vice President, Operational Risk Management

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Sompo Insurance (Hong Kong) Company Limited

As 2nd line of defense for operational risk mgt
Min 5 years relevant experience in FI
Exp in Commercial Banking or Treasury business

9d ago

Listed six days ago

Manager, Compliance & Risk Management

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Compliance & Risk in General Insurance
Hong Kong operations
Hybrid work, double pay, bonus, good benefits

6d ago

Listed nine days ago

Assistant Vice President, General Audit (Regulatory Audit)

This is a Full time job

subClassification: Audit - Internal

Audit - Internal

classification: Accounting

(Accounting)

Assist Team Head in managing general audit
Maintain quality assurance
Minimum 7 years’ audit experience

9d ago

Listed one day ago

Wealth Management Business Partner at Adeer Limited

at Jobsdb - SmartHire

This is a Full time job

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

Get this job & get HKD2,000 from Jobsdb!
14 days of annual leave
Prior experience in self-media content creation is preferred

1d ago

Listed five days ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/240304]

This is a Full time job

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

at Belden Asia ( Hong Kong ) Limited

8 years+ capital markets industry experience
Detailed knowledge of financial products
Trading experience in global financial institution

5d ago

Listed five days ago

Tax Analyst - Senior

This is a Full time job

Fortress Hill, Eastern District

subClassification: Taxation

Taxation

classification: Accounting

(Accounting)

Regional role

5d ago

Listed five days ago

Vice President, Operational Risk

at Shanghai Commercial Bank Ltd

This is a Full time job

subClassification: Credit

Credit

classification: Banking & Financial Services

at Asia Progress Executive Limited

Formulate and regularly review and update the Bank’s policy framework
Handle other risk-related matters
Prepare training materials for the conduct of staff training

5d ago

Listed six days ago

Account Specialist, Wealth Management / Private Banking

This is a Full time job

Corporate Finance & Investment Banking

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Degree min 4-5 yrs rel exp in private bank industry, prefer KYC/SOW, risk
Familiar with KYC/AML regulatory requirements, prefer with certificate in AML
Ensure onboarding & review requiremts comply Bk's AML/KYC standards & requiremts

6d ago

Listed one day ago

Assistant Vice President/Vice President, Treasury Risk Management

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Perform daily controls of market risk & treasury risk
Conduct risk analysis on DCM transactions
Good knowledge in Treasury products and activities

1d ago

Listed six days ago

Chief Risk Officer, Virtual Banking

at Alexis Services Limited

This is a Full time job

Eastern District

subClassification: Compliance & Risk

classification: Banking & Financial Services

Oversee the credit, operational & market risk
Formulate the Company’s risk policies
Provide testing & oversight on business strategy

6d ago

Listed five days ago

Manager - Investment Products [Ref: JDB/MGR/IP/240112]

This is a Full time job

Corporate Finance & Investment Banking

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at MSIG Insurance (Hong Kong) Limited

Minimum of five years of solid work experience
Experience in IPO/corporate finance related work
Able to work under pressure and meet deadlines

5d ago

Listed eight days ago

Senior Manager, Strategic Partnership

This is a Full time job

Tai Koo, Eastern District

subClassification: Account & Relationship Management

Account & Relationship Management

classification: Sales

(Sales)

Maintain and explore bank partners & direct channels
Drive general insurance business, esp. commercial lines
Double pay / 5-day work / medical / work from home / flexi-work arrangement

8d ago

Listed twelve days ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/240202]

This is a Full time job

subClassification: Other

Other

classification: Banking & Financial Services

at Gateway Private Markets (HK) Limited

7 years+ in financial or operational risk control
Detailed knowledge of SFC rules and regulations
Trading experience, or working knowledge of trading strategies

12d ago

Listed twenty eight days ago

Operations & Compliance Manager: Private Markets Brokerage & FinTech

This is a Full time job

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

Exposure to private market secondaries a US$100Bn market
Entrepreneurial firm with fast paced culture and accelerated career development
Collaborative and experienced team coming from global banks and investment firms

28d ago

Listed twenty days ago

Assistant Vice President, Market Risk Analytics

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Shanghai Commercial Bank Ltd

Conduct stress test and design stress test scenarios
Handle assessment of the liquidity risk and interest rate risk behavior
Good knowledge of IFRS and Basel requirements

20d ago

Listed twelve days ago

Vice President/ Assistant Vice President, Regulatory Compliance

This is a Full time job

Banking - Corporate & Institutional

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

Provide general compliance advisory services
Assess the impact and conduct gap analysis
Review & update general compliance policies

12d ago

Listed twelve days ago

Senior Manager - Intermediaries Supervision [Ref.:JDB/SM/IS/INT/240328]

This is a Full time job

subClassification: Other

Other

classification: Banking & Financial Services

identify risk issues proactively
Support the evaluation of applications to operate virtual asset trading platform
Good knowledge of SFC regulation

12d ago

Listed five days ago

Assistant Manager - Investment Products [Ref: JDB/AM/IP/240112]

This is a Full time job

Corporate Finance & Investment Banking

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Minimum of three years of solid work experience
Experience in IPO or corporate finance
Good knowledge of the Listing Rules

5d ago

Listed twenty days ago

Vice President, Risk Assets Management

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Handle and maximize debt recovery for the designated accounts
Assist in daily execution of collection strategies
Min 10 years’ relevant experience in bank

20d ago

Listed one day ago

Assistant Vice President, Group Taxation

at HKT

This is a Full time job