Qa Compliance &amp; Risk, Financial Planning Jobs

classification: Banking & Financial Services

at AEON CREDIT SERVICE (ASIA) CO., LTD.

Review processes on RCSA, Audit, Regulatory, SOX Reviews, Incidents, etc.
Participate and share advice on key projects from risk & compliance perspectives
6 years related experience, preferably from insurance/financial institutions

12d ago

Listed fifteen hours ago

理財策劃保險高級經理 / 理財策劃保險經理 Senior Wealth Insurance Specialist / Wealth Insurance...

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

at Baker Tilly Hong Kong Business Services Limited

AEON x 安達人壽. 在分行網絡銷售，不用外出工作.
理財策劃保險高級經理 / 理財策劃保險經理
公司提供大量客源, 公司提供12間分行網絡 + 大型展覽活動

15h ago

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Listed seven days ago

Manager / Senior Manager – Technical and Regulatory Department

This is a Full time job

Quarry Bay, Eastern District

subClassification: Compliance & Risk

classification: Banking & Financial Services

Over 5 years audit & technical experience
University graduate in Accountancy or BA
Qualified members of HKICPA / CPAA / Others

7d ago

Be an early applicant

Listed five days ago

(Assistant) Wealth Services Manager

at Dah Sing Financial Group

This is a Full time job

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

at Protiviti Hong Kong Co. Limited

University degree with minimum 3-year experience
Professional licensing qualifications on HKSI Papers 1, 7 & 8.
Process transaction by adhering to the Bank’s operational procedures.

5d ago

Be an early applicant

Listed twenty seven days ago

FCC Quality Assurance Analyst (Contract)

This is a Contract/Temp job

Central, Central and Western District

$35,000 - $60,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Protiviti Hong Kong Co. Limited

FCC, KYC
MNC Bank
Quality Assurance

27d ago

Listed twenty eight days ago

Senior Tester

This is a Contract/Temp job

Yau Tsim Mong District

$30000 - $50000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Citibank (Hong Kong) Limited

Training in software testing
Technical testing techniques
Cantonese required

28d ago

Be an early applicant

Listed ten days ago

VP, Compliance Testing Officer

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

10d ago

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Listed more than thirty days ago

VP - Compliance 2nd Level Control, Asia Pacific

at Societe Generale

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

30d+ ago

Be an early applicant

Listed more than thirty days ago

VP/SVP, Team Lead (Assurance Risk & Controls), G&C, Institutional Banking Group

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Central, Central and Western District

30d+ ago

Be an early applicant

Listed more than thirty days ago

AML Compliance Manager

at Bangkok Bank Public Co Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Bright Smart Securities International (H.K.) Limited

30d+ ago

Be an early applicant

Listed twenty seven days ago

Compliance Officer

This is a Full time job

Central, Central and Western District

subClassification: Compliance & Risk

classification: Banking & Financial Services

27d ago

Be an early applicant

Listed twelve days ago

Global Private Bank - Business Quality Assurance - Analyst

at JPMorgan Chase Bank, N.A.

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Pricewaterhousecoopers Limited

12d ago

Listed twenty one days ago

Senior Manager - Risk and Quality - Assurance - Hong Kong

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Deutsche Bank AG, Hong Kong Branch

21d ago

Be an early applicant

Listed seven days ago

Head of Markets Compliance, Hong Kong

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

7d ago

Be an early applicant

Listed twenty one days ago

Head Regulatory Relations Hong Kong

at UBS AG

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Pricewaterhousecoopers Limited

21d ago

Be an early applicant

Listed twenty one days ago

FY24 Senior Associate - Independence Assessment - Risk & Quality - FCS

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Morgan Stanley Asia Limited

21d ago

Be an early applicant

Listed twenty days ago

Head of Asia Pacific Equities Compliance, Executive Director, Hong Kong

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

20d ago

Be an early applicant

Listed twenty one days ago

Global Banking & Finance Auditor, Associate

at JPMorgan Chase Bank, N.A.

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

21d ago

Listed more than thirty days ago

VP/AVP, Governance and Oversight, Financial Crime & Security Services

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Nanyang Commercial Bank, Limited

30d+ ago

Be an early applicant

Listed more than thirty days ago

Assistant Climate Risk Manager (Ref: AM-CR-NCB)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

30d+ ago

Be an early applicant

Listed twenty four days ago

Operations Control Management - Associate

at JPMorgan Chase Bank, N.A.

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Bank of China (Hong Kong) Limited

24d ago

Be an early applicant

Listed more than thirty days ago

Senior Operational Risk Manager - Operational Resilience focused & Business

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

30d+ ago

Be an early applicant

Listed more than thirty days ago

VP (AML Compliance), Governance & Controls, Institutional Banking Group

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

30d+ ago

Be an early applicant

Listed twelve days ago

VP Assurance Risk & Controls (ARC), Governance & Controls, Institutional

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services