Securities and futures commission Corporate Finance & Investment Banking, Banking - Corporate & Institutional, Compliance & Risk Jobs

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Show 11 jobs at Securities and Futures Commission

Listed seven days ago

Manager - Investment Products [Ref: JDB/MGR/IP/240112]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Minimum of five years of solid work experience
Experience in IPO/corporate finance related work
Able to work under pressure and meet deadlines

7d ago

Listed twenty one days ago

Manager - Investment Products [Ref: JDB/MGR/IP/240112]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Minimum of five years of solid work experience
Experience in IPO/corporate finance related work
Able to work under pressure and meet deadlines

21d ago

Listed twenty eight days ago

Institutional Sales Director

at Private Advertiser

This is a Full time job

Central and Western District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

We are a global investment management firm located in Central
5 days work
Medical and dental benefits

28d ago

Listed more than thirty days ago

Senior Manager, Compliance

at China Everbright Limited

This is a Full time job

Admiralty, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Handline Compliance matters for Private Equity and Asset Management
Familiar with Securities and Futures Ordinance
Bachelor’s Degree or above

30d+ ago

Be an early applicant

Listed ten hours ago

Institutional Sales Director

at Private Advertiser

This is a Full time job

Central and Western District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

We are a global investment management firm located in Central
5 days work
Medical and dental benefits

10h ago

Be an early applicant

Listed twenty five days ago

Compliance Assistant 合規助理

at Funde Asset Management (Hong Kong) Company Limited

This is a Full time job

Wan Chai District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

5 days week
Discretionary Bonus
Medical Insurance

25d ago

Listed fourteen hours ago

Manager - Enforcement (Special Operations - Market Misconduct Team)

at Securities and Futures Commission

This is a Contract/Temp job

Quarry Bay, Eastern District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

detect and investigate suspected market misconduct
conducting search operations on the premises relating to the suspects
working knowledge of market dynamics and a determined and inquisitive nature

14h ago

Listed twenty eight days ago

Corporate Associate

at Diligent Capital Limited

This is a Full time job

Central, Central and Western District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

5-day work week
Year-end bonus, medical insurance
On job training, Work at Central

28d ago

Listed seven days ago

Assistant Manager - Investment Products [Ref: JDB/AM/IP/240112]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Minimum of three years of solid work experience
Experience in IPO or corporate finance
Good knowledge of the Listing Rules

7d ago

Listed seven hours ago

Junior Investment Analyst

at Zenith Innovation Financial Group Limited

This is a Full time job

Central, Central and Western District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

5 Days Work Week
14 - 16 AL
Bank Holidays

7h ago

Listed four hours ago

Deputy Head(Commodity)

at KOS International Limited

This is a Full time job

Central and Western District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Deputy Head
Global Mandate
Management role

4h ago

Be an early applicant

Listed fourteen days ago

Institutional Sales Director

at Private Advertiser

This is a Full time job

Central and Western District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

We are a global investment management firm located in Central
5 days work
Medical and dental benefits

14d ago

Listed seven days ago

Assistant Compliance Manager / Compliance Manager (General Compliance)

at Futu Securities International (Hong Kong) Limited

This is a Full time job

Admiralty, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Double Pay
Medical insurance
Five-Day Work Week

7d ago

Listed seven days ago

Senior / Analyst, Risk Management

at Eddid Financial Holdings Limited

This is a Full time job

Admiralty, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

development of risk management framework
Proficiency in Excel VBA
Quantitative Risk Management

7d ago

Listed twenty one days ago

Senior Manager - Corporate Finance (IPO Transaction Team)

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Banking - Corporate & InstitutionalBanking - Corporate & Institutional

classification: Banking & Financial Services(Banking & Financial Services)

Reviewing listing applications under the Dual Filing regime
Making recommendations as to the exercise of the Commission’s powers
Solicitor or professional accountant with 10 years post-qualification experience

21d ago

Listed thirteen days ago

Manager - Mediator/Complaint Handling

at Bank of China (Hong Kong) Limited

This is a Full time job

Central, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Handle customers' complaints related to I&I products/referred by the regulators
Hands on experience in complaint handling or customer service
Degree holder or above

13d ago

Listed twenty one days ago

Assistant Manager - Investment Products [Ref: JDB/AM/IP/240112]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Minimum of three years of solid work experience
Experience in IPO or corporate finance
Good knowledge of the Listing Rules

21d ago

Listed twenty five days ago

Manager – Supervision of Markets (Market Analysis) [Ref:JDB/M/SOM/MA/240513]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Monitor economic and market developments
Keep in view developments in the international capital markets
Conduct relevant research to support policy and operational work of the Division

25d ago

Listed ten days ago

Compliance Specialist

at Oriental Patron Financial Services Group Ltd.

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

10d ago

Listed fourteen days ago

Junior Compliance Specialist in a leading Fund Platform [20-25k][20240524A]

at 悖論管理有限公司

This is a Full time job

Central, Central and Western District

$20,000 – $25,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

14d ago

Listed seventeen days ago

Asset Mangement - Compliance VP/SVP

at JH Partners (Asia) Company Limited

This is a Full time job

Central, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

17d ago

Listed sixteen days ago

Intern (Compliance & Operations)

at Nice Talent Asset Management Limited

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

5 Days Work

16d ago

Listed sixteen days ago

AVP / Senior Associate, Compliance & Controls Officer, Equity Capital Markets

at DBS Bank (Hong Kong) Limited

This is a Full time job

Hong Kong Island

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

16d ago

Listed nineteen days ago

Head of Compliance - Private Banking / Family Office

at Trinity Search Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Private Banking / Family Office
Head of Compliance
Competitive Package

19d ago

Listed eighteen days ago

Compliance Analyst - Buyside - Hedge Fund - Toptier

at Ignite Recruitment Hong Kong Limited

This is a Full time job

Hong Kong Island

$20,000 – $26,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Work Life Balance with Great Culture
Top Tier MNC with Global Exposure
Attractive Bonus and Great Career Path

18d ago

Listed twenty two days ago

Institutional Derivatives Sales, Assistant Vice President

at KGI Hong Kong Limited

This is a Full time job

Wan Chai District

subClassification: Banking - Corporate & InstitutionalBanking - Corporate & Institutional

classification: Banking & Financial Services(Banking & Financial Services)

Generate commissions from institutional client base
Build new institutional business by on-boarding new clients
Increase existing institutional business by increasing share of client business

22d ago

Listed more than thirty days ago

Management Associate - Enforcement (Investigation - Market Misconduct Team)

at Securities and Futures Commission

This is a Full time job

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

30d+ ago

Be an early applicant

Listed seven hours ago

7 June 2024

at Securities and Futures Commission

This is a Full time job

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

7h ago

Be an early applicant

Listed twenty seven days ago

Director - Enforcement (Market Misconduct Team)

at Securities and Futures Commission

This is a Full time job

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

27d ago

Listed sixteen days ago

AVP / Senior Associate, Compliance & Controls Officer, Equity Capital Markets

at DBS Bank (Hong Kong) Limited

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

16d ago

Be an early applicant

Listed twenty two days ago

Financial Crime Compliance Manager, APAC (6 months contract)

at Company Confidential

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

22d ago

Listed more than thirty days ago

Contract Manager (2-Year) - Enforcement (Investigation - Market Misconduct Team)

at Securities and Futures Commission

This is a Full time job

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

30d+ ago

Be an early applicant

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