Securities and futures commission Jobs

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Show 20 jobs at Securities and Futures Commission

Listed six days ago

Institutional Sales Director

at Private Advertiser

This is a Full time job

Central and Western District

subClassification: Corporate Finance & Investment Banking

Corporate Finance & Investment Banking

classification: Banking & Financial Services

(Banking & Financial Services)

We are a global investment management firm located in Central
5 days work
Medical and dental benefits

6d ago

Listed six days ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/240202]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Other

classification: Banking & Financial Services

(Banking & Financial Services)

7 years+ in financial or operational risk control
Detailed knowledge of SFC rules and regulations
Trading experience, or working knowledge of trading strategies

6d ago

Listed six days ago

Temporary Legal Executives - Enforcement [Ref: JDB/TLE/ENF/240202]

at Securities and Futures Commission

This is a Contract/Temp job

Quarry Bay, Eastern District

subClassification: Other

classification: Banking & Financial Services

(Banking & Financial Services)

Law Graduate with a good degree
Relevant work experience in litigation practice
Good attention to detail

6d ago

Listed six days ago

Senior Manager - Intermediaries Supervision [Ref.:JDB/SM/IS/INT/240328]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Other

classification: Banking & Financial Services

(Banking & Financial Services)

identify risk issues proactively
Support the evaluation of applications to operate virtual asset trading platform
Good knowledge of SFC regulation

6d ago

Listed three days ago

Compliance Assistant 合規助理

at Funde Asset Management (Hong Kong) Company Limited

This is a Full time job

Wan Chai District

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

5 days week
Discretionary Bonus
Medical Insurance

3d ago

Listed seven days ago

Associate, Sales Department (5-day work week)

at Yuanta Futures (HK) Co., Limited

This is a Full time job

Admiralty, Central and Western District

subClassification: Account & Relationship Management

Account & Relationship Management

classification: Sales

7d ago

Listed thirteen days ago

Temporary Clerk (6-Month Contract) - Intermediaries Supervision, Intermediaries

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Administrative Assistants

Administrative Assistants

classification: Administration & Office Support

(Administration & Office Support)

Experience in clerical and administrative support
Strong organization and coordination skills
Attentive to details

13d ago

Listed six days ago

Corporate Associate

at Diligent Capital Limited

This is a Full time job

Central, Central and Western District

subClassification: Corporate Finance & Investment Banking

Corporate Finance & Investment Banking

classification: Banking & Financial Services

(Banking & Financial Services)

5-day work week
Year-end bonus, medical insurance
On job training, Work at Central

6d ago

Listed thirteen days ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/240304]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

(Banking & Financial Services)

8 years+ capital markets industry experience
Detailed knowledge of financial products
Trading experience in global financial institution

13d ago

Listed seven days ago

Vice President / Assistant Vice President, Investor Relations

at China Alpha Fund Management (HK) Limited

This is a Full time job

Central, Central and Western District

subClassification: Client Services

Client Services

classification: Banking & Financial Services

(Banking & Financial Services)

Hedge Fund
Investor Relations
Client Services

7d ago

Listed thirteen days ago

Assistant Manager - Investment Products [Ref: JDB/AM/IP/240112]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Corporate Finance & Investment Banking

Corporate Finance & Investment Banking

classification: Banking & Financial Services

(Banking & Financial Services)

Minimum of three years of solid work experience
Experience in IPO or corporate finance
Good knowledge of the Listing Rules

13d ago

Listed thirteen days ago

Manager - Investment Products [Ref: JDB/MGR/IP/240112]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Corporate Finance & Investment Banking

Corporate Finance & Investment Banking

classification: Banking & Financial Services

(Banking & Financial Services)

Minimum of five years of solid work experience
Experience in IPO/corporate finance related work
Able to work under pressure and meet deadlines

13d ago

Listed nine days ago

Senior Manager, Compliance

at China Everbright Limited

This is a Full time job

Admiralty, Central and Western District

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

Handline Compliance matters for Private Equity and Asset Management
Familiar with Securities and Futures Ordinance
Bachelor’s Degree or above

9d ago

Listed three days ago

Manager – Supervision of Markets (Market Analysis) [Ref:JDB/M/SOM/MA/240513]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Corporate Finance & Investment Banking

Corporate Finance & Investment Banking

classification: Banking & Financial Services

(Banking & Financial Services)

Monitor economic and market developments
Keep in view developments in the international capital markets
Conduct relevant research to support policy and operational work of the Division

3d ago

Listed six days ago

Director - Enforcement (Market Misconduct Team)

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Other

classification: Banking & Financial Services

(Banking & Financial Services)

detect and investigate suspected market misconduct
support resulting enforcement proceedings
exposure to securities and corporate law is highly desirable

6d ago

Listed six days ago

Senior Manager - Enforcement (Surveillance - Market Misconduct Team)

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Other

classification: Banking & Financial Services

(Banking & Financial Services)

identifying and analysing trends, innovations and issues in the market place
develop analytical methods and models to uncover potential market abuse
A university degree in finance, accounting or finance related subjects

6d ago

Listed ten days ago

Senior Manager - Corporate Finance (Policy Team) [Ref.:SM/CF/PO/240223]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Corporate Finance & Investment Banking

Corporate Finance & Investment Banking

classification: Banking & Financial Services

(Banking & Financial Services)

Reviewing listing applications under the Dual Filing regime
Making recommendations as to the exercise of the Commission’s powers
Solicitor or professional accountant with 10 years post-qualification experience

10d ago

Listed six days ago

Contract Administrator (2-Year) - Finance (Translation Team), Corporate Affairs

at Securities and Futures Commission

This is a Contract/Temp job

Quarry Bay, Eastern District

subClassification: Other

classification: Banking & Financial Services

(Banking & Financial Services)

Manage internal job logging system
Maintain Wordfast
Help in outsourcing and vendor management process

6d ago

Listed six days ago

Contract Manager (2-Yr) - Enforcement (Corporate Fraud & Corporate Misfeasance)

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Other

classification: Banking & Financial Services

(Banking & Financial Services)

detect fraud, misfeasance, other misconduct by listed company & their management
prepare cases for criminal/civil proceedings before HK’s courts & tribunals
preferably with professional qualifications in Law or Accounting

6d ago

Listed thirteen days ago

Manager - Data Analytics Group, Supervision of Markets

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Business/Systems Analysts

Business/Systems Analysts

classification: Information & Communication Technology

(Information & Communication Technology)

Oversee the end-to-end data science project lifecycle
Supervise the support and enhancement of existing data science solutions
5+ years of experience in data science or related roles

13d ago

Listed seven days ago

Associate, Internal Audit

at GF Holdings (Hong Kong) Corporation Ltd

This is a Full time job

Wan Chai District

subClassification: Audit - Internal

Audit - Internal

classification: Accounting

Internal control advisory and audit experience
Securities firm's internal audit experience
Professionally qualified CPA / CIA

7d ago

Listed six days ago

Finance Manager

at Core Pacific - Yamaichi Int'l (H.K.) Ltd

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Financial Managers & Controllers

Financial Managers & Controllers

classification: Accounting

Knowledge in Securities and Futures Ordinance, FRR
CPA qualified & solid experience in securities/finance industry
At least 3 years of managerial experience

6d ago

Listed seventeen hours ago

Licensing, Compliance & Regulatory Executive

This is a Full time job

Central, Central and Western District

subClassification: Corporate & Commercial Law

Corporate & Commercial Law

classification: Legal

A degree holder in law or other business related discipline
At least two years of financial industry experience
SFC licence applications

17h ago

Listed six days ago

Office Administrator – Compliance

at Compliance Consulting Limited

This is a Full time job

Central, Central and Western District

subClassification: Administrative Assistants

Administrative Assistants

classification: Administration & Office Support

(Administration & Office Support)

Career in regulatory compliance
Financial services exposure
Excellent career development

6d ago

Listed eight days ago

Manager (Wealth Management)

at Huaan Securities (Hong Kong) Financial Holding Limited

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Account & Relationship Management

Account & Relationship Management

classification: Banking & Financial Services

(Banking & Financial Services)

SFC Type 1,2,4 & 5 with min 3 relevant exp
Business travel to Mainland
Basic Salary + Incentive + Double Pay

8d ago

Listed nine days ago

Investment Analyst (Buy-side)

at ARTE Capital Management Limited

This is a Full time job

Central, Central and Western District

subClassification: Analysis & Reporting

Analysis & Reporting

classification: Banking & Financial Services

(Banking & Financial Services)

9d ago

Listed eight days ago

Product Specialist

at Fargo Wealth Group Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Other

classification: Banking & Financial Services

(Banking & Financial Services)

Fast-growing fintech platform
Medical insurance covering spouse & children
5-days work week, year-end discretionary bonus

8d ago

Listed thirteen days ago

Accountant, Hedge Fund [Fast Growing]

at Robert Half Hong Kong Limited

This is a Full time job

Wan Chai District

subClassification: Assistant Accountants

Assistant Accountants

classification: Accounting

Candidates with FRR Reporting is preferred
Our client provides good welfare
Reputable client in the industry

13d ago

Listed thirteen days ago

Senior Manager - Human Resources (Learning & Development), Corporate Affairs

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Training & Development

Training & Development

classification: Human Resources & Recruitment

(Human Resources & Recruitment)

Drive the talent development agenda to enhance capabilities
Understand the fast-evolving development needs of our employees
Min. of 10 yrs’ relevant exp preferably in the financial services industry

13d ago

Listed nine days ago

Centre IT Support Officer

at Logistics and Supply Chain MultiTech R&D Centre Limited

This is a Full time job

Sha Tin District

subClassification: Help Desk & IT Support

Help Desk & IT Support

classification: Information & Communication Technology

(Information & Communication Technology)

Higher Diploma or above in Information Technology
Minimum 3 years' relevant experience
Perform any other duties assigned by supervisor

9d ago

Listed seventeen hours ago

Institutional Derivatives Sales, Assistant Vice President

at KGI Hong Kong Limited

This is a Full time job

Wan Chai District

subClassification: Banking - Corporate & Institutional

Banking - Corporate & Institutional

classification: Banking & Financial Services

(Banking & Financial Services)

Generate commissions from institutional client base
Build new institutional business by on-boarding new clients
Increase existing institutional business by increasing share of client business

17h ago

Listed nine days ago

Project Engineer/ Assistant Project Engineer (Double-pay)

at B & T Engineering Ltd

This is a Full time job

Kwun Tong District

subClassification: Project Engineering

Project Engineering

classification: Engineering

1-3 years project management experience
5-days work week, flexible working hour
ELV projects & IoT solutions

9d ago

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