Sfc Jobs in Hong Kong

subClassification: Banking - Retail/BranchBanking - Retail/Branch

classification: Banking & Financial Services(Banking & Financial Services)

1d ago

Listed one day ago

Managing Director (with SFC RO4,9 an added advantage)

at ACTS Consulting Co

This is a Full time job

Hong Kong

subClassification: General/Business Unit ManagerGeneral/Business Unit Manager

classification: CEO & General Management(CEO & General Management)

Over 10 years in Fund & Wealth Management business
Fluent in Mandarin, Cantonese and English
SFC RO, MBA, CFA, CPA, LLB

1d ago

Listed one day ago

Responsible Officer (Type 4,Equity Research )

This is a Full time job

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

supervise SFC Type 4
investment strategies,investment research and analysis
Chinese state owned securities

1d ago

Be an early applicant

Listed five days ago

Responsible Officer (Type 4,Equity Research )

This is a Full time job

at Securities and Futures Commission

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

supervise SFC Type 4
investment strategies,investment research and analysis
Chinese state owned securities

5d ago

Listed eight days ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/240304]

This is a Full time job

at BOC International Holdings Ltd

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

8 years+ capital markets industry experience
Detailed knowledge of financial products
Trading experience in global financial institution

8d ago

Listed two days ago

Head of Warrants/Listed Derivatives

This is a Full time job

at Michael Page International (HK) Ltd

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

2d ago

Be an early applicant

Listed five days ago

Compliance Lead - Asset Management Firm

This is a Full time job

Islands District

$900k - $1200k p.a.

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Looking for strong SFC type 1 4 9 compliance exp !
SFC/SEC/MAS regulatory exp a bonus !
Must have CIMA regulatory exp !

5d ago

Listed one day ago

Compliance Manager (Financial Institution, KT Area, Circa 40-80K/month, Bonus)

at Aacurapid (Hong Kong) Ltd

This is a Full time job

Kwun Tong District

$55,000 – $80,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Oversee the development and management of the compliance program
Ensuring adherence to regulatory requirements and internal policies
Circa 40-80K+ , Bonus, Stable Working Environment

1d ago

Listed three days ago

Senior Manager, Compliance [Investment & Insurance]Banking

at Conners Consulting Limited

This is a Full time job

at Guotai Junan International Holdings Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Regulatory advice on business compliance
Strong knowledge on investment and insurance compliance
Good career prospect & attractive Package

3d ago

Listed eight days ago

Associate Director, Central Compliance

This is a Full time job

Hong Kong

subClassification: Generalists - In-houseGeneralists - In-house

classification: Legal(Legal)

Strong Employee Benefits Package
Opportunities for Advancement
Emphasis on Work-Life Balance

8d ago

Listed nine days ago

Responsible Officer (Type 4,Equity Research )

This is a Full time job

at DBS Bank (Hong Kong) Limited

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

supervise SFC Type 4
investment strategies,investment research and analysis
Fluent in one of the minor languages

9d ago

Listed one day ago

Vice President, Compliance Assurance and Testing, Financial Crime & Security Ser

This is a Full time job

at Cornerstone Global Partners

$0 - $0

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

1d ago

Be an early applicant

Listed four days ago

Head of Compliance - a well-known Chinese mutual fund house

This is a Full time job

$90,000 – $120,000 per month

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Compliance
Fund house
Fund products

4d ago

Listed nine days ago

Responsible Officer (Type 4,Equity Research )

This is a Full time job

at Michael Page International (HK) Ltd

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

supervise SFC Type 4
investment strategies,investment research and analysis
Chinese state owned securities

9d ago

Listed eight days ago

Fund Accountant, Mandarin speaking candidates is a must

This is a Full time job

at Zircon Securities (HK) Limited

$30k - $3150000k p.a. + Discretionary Bonus

subClassification: Analysis & ReportingAnalysis & Reporting

classification: Banking & Financial Services(Banking & Financial Services)

Review Net Asset Value Calculations prepared by external fund admin
Prepare payments voucher for funds and corporate, including distributions, fund
Prepare audit and tax related documentation

8d ago

Listed five days ago

Chief Operating Officer 首席营运官 Type 1, 2, 4, 5 & 9

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

medical
13 months salary

5d ago

Listed five days ago

Director / Associate Director - Legal and Compliance (HK & Macau)

at 第一太平戴維斯物業管理有限公司

This is a Full time job

Tai Koo, Eastern District

subClassification: Generalists - In-houseGeneralists - In-house

classification: Legal(Legal)

Provide legal advice and support to business unit management
Qualified solicitor with at least 8-10 years post-qualification exp
Experience in Agency, Property Management

5d ago

Listed eight days ago

Senior Vice President / Vice President, Compliance (ARC-097-J)

at BOCI-Prudential Asset Management Ltd

This is a Full time job

at Ethos BeathChapman Hong Kong Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

8d ago

Listed nine days ago

Regional Compliance Manager or Senior Compliance Manager

This is a Full time job

Hong Kong Island

subClassification: Compliance & RiskCompliance & Risk

classification: Accounting(Accounting)

A reputable and established insurer
Compliance Governance
Competitive Salary

9d ago

Listed twelve days ago

Portfolio Manager (Public Fund) (RO1,4,9)

at Pando Finance Limited

This is a Full time job

at WilsonHCG Hong Kong Limited

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

12d ago

Listed twelve days ago

AML/Compliance, Digital Assets

This is a Full time job

at Guotai Junan International Holdings Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Crypto Platform
Growing Crypto Firm
Compliance / AML

12d ago

Listed two days ago

Associate Director, Technology Risk

This is a Full time job

at Gravitas Recruitment Group (Hong Kong) Limited

subClassification: SecuritySecurity

classification: Information & Communication Technology(Information & Communication Technology)

Attractive Remuneration Package
Opportunities for Career Growth
Vibrant and Collaborative Work Culture

2d ago

Listed one day ago

US investment bank-Cash Equity Sales (US & Europe market)

This is a Full time job

at Securities and Futures Commission

$50k - $90k p.m.

subClassification: Banking - Corporate & InstitutionalBanking - Corporate & Institutional

classification: Banking & Financial Services(Banking & Financial Services)

US market, equity sales, secondary market
New client relationship hunting
Base salary + commission

1d ago

Listed one day ago

Manager - Enforcement (Special Operations - Market Misconduct Team)

This is a Contract/Temp job

at DBS Bank (Hong Kong) Limited

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

detect and investigate suspected market misconduct
conducting search operations on the premises relating to the suspects
working knowledge of market dynamics and a determined and inquisitive nature

1d ago

Listed one day ago

Senior Officer, Securities & Fiduciary Svs Ops (Custodian & Settlement), Technol

This is a Full time job

Kwun Tong, Kwun Tong District

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

1d ago

Be an early applicant

Listed four days ago

Head of Legal & Compliance

at China Alpha Fund Management (HK) Limited

This is a Full time job

North Point, Eastern District

subClassification: Banking & Finance LawBanking & Finance Law

classification: Legal(Legal)

In-House Lawyer
Hedge Fund
Legal Counsel and Compliance Officer

4d ago

Listed one day ago

Head of IT Risk Control

at Dah Sing Financial Group

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Mature and able to work independently under pressure
Promote positive control culture and awareness within ITD
Act as a gatekeeper role to exercise oversight on new business initiatives

1d ago

Be an early applicant

Listed one day ago

Deputy Head of Global Commodities 环球商品部副主管

at BOC International Holdings Ltd

This is a Full time job

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

1d ago

Be an early applicant

Listed four days ago

Head of Wealth Management - Boutique Private Bank

at Hays Hong Kong Limited

This is a Full time job

at Securities and Futures Commission

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Attractive base salary and year-end bonus
Multi-cultural working environment
Strong business support

4d ago

Be an early applicant

Listed eight days ago

Manager - Investment Products [Ref: JDB/MGR/IP/240112]

This is a Full time job

at Platinum Management Services Limited

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Minimum of five years of solid work experience
Experience in IPO/corporate finance related work
Able to work under pressure and meet deadlines

8d ago

Listed five days ago

Finance Director / Controller / CFO

This is a Full time job

at DBS Bank (Hong Kong) Limited

$60,000 – $80,000 per month

subClassification: Financial Managers & ControllersFinancial Managers & Controllers

classification: Accounting(Accounting)

5d ago

Listed five days ago

Vice President/ Assistant Vice President, IT Audit

This is a Full time job