Sfc in Management Accounting & Budgeting & 1 more classification Jobs in Hong Kong - Jun 2024

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CTO/IT Head _Bank_Commercial Lending/Loan/SFC 1, 4 & 9

at Protalent Advisors

This is a Full time job

Central, Central and Western District

subClassification: Banking - Retail/BranchBanking - Retail/Branch

classification: Banking & Financial Services(Banking & Financial Services)

1d ago

Listed one day ago

Assistant Manager, Wealth Management [Retail Bank SFC Type 1]

at Conners Consulting Limited

This is a Full time job

North Point, Eastern District

subClassification: Banking - Retail/BranchBanking - Retail/Branch

classification: Banking & Financial Services(Banking & Financial Services)

Solicit wealth business, Fund, Securities, Bonds etc.
Meet / exceed sales target assigned.
Professional licensing qualifications on HKSI Papers 1, 7 & 8

1d ago

Listed four days ago

SFC Type 1 & 2 & 5 ( preferred) Responsible Officers (RO)

at Zhanlin Securities Limited

This is a Full time job

Central, Central and Western District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

4d ago

Listed four days ago

Vice President / Assistant Vice President, Compliance

at Jobsdb - SmartHire

This is a Full time job

Admiralty, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Get this job & get HKD2,000 from Jobsdb!
Annual Leave 15-16 days, 5 days work week
University degree in Law, Finance or related disciplines

4d ago

Listed one day ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/240202]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: OtherOther

classification: Banking & Financial Services(Banking & Financial Services)

7 years+ in financial or operational risk control
Detailed knowledge of SFC rules and regulations
Trading experience, or working knowledge of trading strategies

1d ago

Listed one day ago

Compliance Officer (12-month rolling contract)

at Mirae Asset Global Investments (Hong Kong) Limited

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

At least 3 years’ in-house compliance experience
Experience in asset management will be an advantage

1d ago

Listed two days ago

Compliance Officer - European Private Bank

at Michael Page International (HK) Ltd

This is a Full time job

Central and Western District

$35k - $45k p.m.

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

International working environment
Dynamic and experienced team

2d ago

Listed one day ago

Responsible Officer (Type 4,Equity Research )

at Links international

This is a Full time job

Central and Western District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

supervise SFC Type 4
investment strategies,investment research and analysis
Chinese state owned securities

1d ago

Be an early applicant

Listed nine days ago

SFC Type (1) Responsible Officers (RO), experience in structured products

at Sinohope Technology Holdings Limited

This is a Full time job

Central, Central and Western District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

SFC license application in preparing and setting
Act as Responsible Officer with management
Minimum 5 years experience in structuring role

9d ago

Listed eight days ago

Responsible Officer

at Topaz Investment Strategy Limited

This is a Full time job

Central, Central and Western District

subClassification: ManagementManagement

classification: Banking & Financial Services(Banking & Financial Services)

Leading Multi Family Office in Hong Kong
Diversified business model with robust growth
Attractive salary package

8d ago

Listed five days ago

基金产品经理(证监会4，9号牌负责人) - Fund Manager (Type 4,9 RO)

at Fortune Asset Management Limited

This is a Full time job

Central, Central and Western District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

每周5天工作制
有良好的发展前景
大学或以上学历，能实时上班优先考虑

5d ago

Listed one day ago

Vice President / Assistant Vice President, Compliance

at Eddid Financial Holdings Limited

This is a Full time job

Admiralty, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Support compliance functions of the Group
Knowledge and exp. in other financial section
Sound knowledge of HKEX Rules and Guidance

1d ago

Listed ten days ago

Responsible Officers (RO) SFC 1,4,9 – Application

at VOX Partners Group Limited

This is a Full time job

Central and Western District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Fast growing company
Excellent team dynamic, career progression opportunities
Hybrid work arrangement

10d ago

Listed fifteen days ago

Responsible Officers（1&9）

at International Union Construction Group Shares Limited

This is a Full time job

Hong Kong Island

$40,000 – $60,000 per month

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Responsible Officers（1&9）
Dollar bond
Experience in applying for or acquiring financial licences in Hong Kong

15d ago

Listed ten days ago

Synthetic Swaps / Equity Finance Sales Trader (Brokerage SFC 1,2,4,9)

at Talent Axis Management Consulting Group Limited

This is a Full time job

Hong Kong

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Familiar with Swap Equity Desk
Equity products as equity swap, stock option, stock future, equity ELN
Familiar with Hedging (Full or partial) or Back to Back

10d ago

Listed one day ago

Assistant Director/ Senior Vice President - Legal and Compliance

at Webull Securities Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Online Brokerage Firm/ Fintech Company
SVP/ Assistant Director - Legal and Compliance
Competitive Remuneration Package

1d ago

Be an early applicant

Listed ten days ago

Responsible Officer (Insurance)

at Ping An of China Securities (Hong Kong) Co Ltd

This is a Full time job

Central and Western District

subClassification: Client ServicesClient Services

classification: Banking & Financial Services(Banking & Financial Services)

RO
Insurance
Business Expansion

10d ago

Listed ten days ago

Public Fund Responsible Officer (RO9)

at Sinohope Technology Holdings Limited

This is a Full time job

Central, Central and Western District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Act as a Responsible Officer (RO) with the SFC for Type 9
Engage in the process of uplifting the Type 9 license application
Act as one of the KIPs for the future launch of public funds

10d ago

Listed five days ago

Responsible Officer type 1, 4, 9 負責人員

at Zircon Securities (HK) Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

medical
13 months salary

5d ago

Listed eight days ago

Portfolio Manager and Responsible Officer (RO4&9) - Asset Management

at China Merchants Bank Co., Ltd., Hong Kong Branch

This is a Full time job

Central, Central and Western District

subClassification: OtherOther

classification: Banking & Financial Services(Banking & Financial Services)

8d ago

Listed eight days ago

Responsible Office Type 1

at RaffAello Securities (HK) Limited

This is a Full time job

Central, Central and Western District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

8d ago

Listed one day ago

Senior Associate, Corporate Finance

at Shanxi Securities International Financial Holdings Limited

This is a Full time job

Admiralty, Central and Western District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

1d ago

Listed five days ago

Responsible Officer (Type 4,Equity Research )

at Links international

This is a Full time job

Central and Western District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

supervise SFC Type 4
investment strategies,investment research and analysis
Chinese state owned securities

5d ago

Listed eight days ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/240304]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

8 years+ capital markets industry experience
Detailed knowledge of financial products
Trading experience in global financial institution

8d ago

Listed two days ago

Head of Warrants/Listed Derivatives

at BOC International Holdings Ltd

This is a Full time job

Central, Central and Western District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

2d ago

Be an early applicant

Listed twenty three hours ago

Compliance Manager (Financial Institution, KT Area, Circa 40-80K/month, Bonus)

at Aacurapid (Hong Kong) Ltd

This is a Full time job

Kwun Tong District

$55,000 – $80,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Oversee the development and management of the compliance program
Ensuring adherence to regulatory requirements and internal policies
Circa 40-80K+ , Bonus, Stable Working Environment

23h ago

Listed four days ago

Assistant Director/ Senior Vice President - Legal and Compliance

at Webull Securities Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Online Brokerage Firm/ Fintech Company
SVP/ Assistant Director - Legal and Compliance
Competitive Remuneration Package

4d ago

Listed two days ago

Finance & Operations Officer - Global Investment Manager

at OAC Group Limited

This is a Full time job

Central and Western District

$25,000 – $35,000 per month

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

All-rounded Finance & Operations exposures in a stable Asset Management firm
Welcome Auditors / Accounting / Fund admin related backgrounds
Provides supports to candidates who want to achieve CPA

2d ago

Listed five days ago

Compliance Lead - Asset Management Firm

at Michael Page International (HK) Ltd

This is a Full time job

Islands District

$900k - $1200k p.a.

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Looking for strong SFC type 1 4 9 compliance exp !
SFC/SEC/MAS regulatory exp a bonus !
Must have CIMA regulatory exp !

5d ago

Listed four days ago

Accountant – Fund Management

at Capital Dynamics Asset Management (HK) Private Limited

This is a Full time job

Causeway Bay, Wan Chai District

$30,000 – $44,999 per month

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

4d ago

Listed four days ago

Trader, Institutional Equities Department (welcome TTPS, IANG)

at China Merchants Securities International Company Limited

This is a Full time job

Central, Central and Western District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Provide customers with market information;
Exp in equity dealing & familiarity with futures dealing;
Willing to work shifts;

4d ago

Listed two days ago

Senior Associate/Associate- Compliance and Legal Affairs Department

at Yue Xiu Securities Holdings Limited

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Finance Industry
at least 2 yrs compliance experience
5-day work, attractive remuneration

2d ago

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Sfc Banking & Financial Services, Management Accounting & Budgeting Jobs

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281 jobs

CTO/IT Head _Bank_Commercial Lending/Loan/SFC 1, 4 & 9

Assistant Manager, Wealth Management [Retail Bank SFC Type 1]

SFC Type 1 & 2 & 5 ( preferred) Responsible Officers (RO)

Vice President / Assistant Vice President, Compliance

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/240202]

Compliance Officer (12-month rolling contract)

Compliance Officer - European Private Bank

Responsible Officer (Type 4,Equity Research )

SFC Type (1) Responsible Officers (RO), experience in structured products

Responsible Officer

基金产品经理(证监会4，9号牌负责人) - Fund Manager (Type 4,9 RO)

Vice President / Assistant Vice President, Compliance

Responsible Officers (RO) SFC 1,4,9 – Application

Responsible Officers（1&9）

Synthetic Swaps / Equity Finance Sales Trader (Brokerage SFC 1,2,4,9)

Assistant Director/ Senior Vice President - Legal and Compliance

Responsible Officer (Insurance)

Public Fund Responsible Officer (RO9)

Responsible Officer type 1, 4, 9 負責人員

Portfolio Manager and Responsible Officer (RO4&9) - Asset Management

Responsible Office Type 1

Senior Associate, Corporate Finance

Responsible Officer (Type 4,Equity Research )

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/240304]

Head of Warrants/Listed Derivatives

Compliance Manager (Financial Institution, KT Area, Circa 40-80K/month, Bonus)

Assistant Director/ Senior Vice President - Legal and Compliance

Finance & Operations Officer - Global Investment Manager

Compliance Lead - Asset Management Firm

Accountant – Fund Management

Trader, Institutional Equities Department (welcome TTPS, IANG)

Senior Associate/Associate- Compliance and Legal Affairs Department

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