Microsoft Funds Management, Compliance &amp; Risk, Financial Planning Jobs

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Prudential Hong Kong Limited

Review processes on RCSA, Audit, Regulatory, SOX Reviews, Incidents, etc.
Participate and share advice on key projects from risk & compliance perspectives
10 years related experience, preferably from insurance/financial institutions

4d ago

Listed four days ago

Assistant Manager, Operational Risk and Governance

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Review processes on RCSA, Audit, Regulatory, SOX Reviews, Incidents, etc.
Participate and share advice on key projects from risk & compliance perspectives
6 years related experience, preferably from insurance/financial institutions

4d ago

Listed one day ago

Assistant Fund Operation Manager, insurance

at Hong Kong Job Consulting

This is a Full time job

Hong Kong Island

subClassification: Funds Management

classification: Banking & Financial Services

at Bank of China (Hong Kong) Limited

investment fund operation in life insurance
fund of fund
Oracle account, SUN account, LifeAsia and back office system will be a plus

1d ago

Listed two days ago

Customer Due Diligence Manager / Assistant Operation Manager

This is a Full time job

Yau Tsim Mong District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Bank of China (Hong Kong) Limited

2d ago

Listed two days ago

Senior Customer Due Diligence Manager

This is a Full time job

Yau Tsim Mong District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Bank of China (Hong Kong) Limited

2d ago

Listed two days ago

Operation Officer (Customer Due Diligence Division)

This is a Full time job

Yau Tsim Mong District

subClassification: Compliance & Risk

classification: Banking & Financial Services

2d ago

Listed six days ago

Deputy Executive Manager/Senior Manager, Technology Risk

at The Hong Kong Jockey Club

This is a Full time job

Sha Tin District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at China CITIC Bank International Limited

Bachelor/Postgraduate degree in Engineering, Information Technology
Minimum of 10 years’ experience in related fields
Less experienced candidates will be considered as Senior Manager

6d ago

Listed six days ago

AVP, Business Operational Risk (Investment Products focus)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at China CITIC Bank International Limited

Manage business operational risk related to investment products
Formulate/ execute periodic and ad hoc internal control assurance plans
Review Risk and Control Self-Assessment (RCSA) to identify key risks

6d ago

Listed six days ago

AVP/VP, Business Operational Risk (Insurance Products focus)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Robert Half Hong Kong Limited

Manage business operational risk for insurance products
Review incidents/customer complaints with regulatory and compliance concerns
Conduct thematic/ ad hoc review/ gap analysis

6d ago

Listed five days ago

Associate - Fund Accounting and Operations

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

at Asia Financial Holdings Limited

Well-established Platform
ETF and Mutual Fund
Attractive Bonus

5d ago

Listed two days ago

Senior Manager, Internal Audit & Risk Management

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Conduct internal audit and risk management
Experience in listed company / Insurance field preferable
Proficiency in spoken / writing skills in both English and Chinese

2d ago

Listed seventeen days ago

Fresh Graduate Trainee (Finance and Investment) (19k+, 5 days)

at Wise Consultancy

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

at BOC International Holdings Ltd

long and established career path, up management in a year
Structured training on various skills, facilitate personal growth
International vibe, promote athletic and wellness for staff

17d ago

Listed two days ago

Analyst, OTC – Fixed Income, Business Operations

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Funds Management

classification: Banking & Financial Services

at Trident Corporate Services (Asia) Ltd

With at least 1 year experience in banking/finance industry
Product knowledge on Fixed Income and OTC Derivatives and credit risk is a plus
Knowledge in VBA is a plus

2d ago

Listed twenty four days ago

Business Development Officer (Trust Services)

This is a Full time job

subClassification: Financial Planning

classification: Banking & Financial Services

Co-ordinate and attend meetings
Liaise with the corporate services team and other departments and offices
Ensure the smooth and efficient processing of new business cases

24d ago

Listed four days ago

Senior Regulatory Compliance Officer

at Bangkok Bank Public Co Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Intertrust Hong Kong Limited

4d ago

Listed eighteen days ago

Officer, Regulatory Compliance Services

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Funds Management

classification: Banking & Financial Services

Sheung Wan, Central and Western District

Career exposure in Multinational company
KYC Onboarding Investor Services
Flexi and caring culture, WFH

18d ago

Listed eleven days ago

Head of Brokerage and Wealth Management (Internet Brokerage)

at uSMART Securities Limited

This is a Full time job

subClassification: Financial Planning

classification: Banking & Financial Services

at Conyers Corporate Services (HK) Limited

Rapidly expanding Fintech company (SFC Type 1,4,9)
HQ in SG and have offices in HK and China
Business Development I Sales oriented

11d ago

Listed sixteen days ago

Compliance Review Assistant

This is a Contract/Temp job

$28,000 – $32,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Hong Kong Productivity Council

16d ago

Listed twenty six days ago

Manager, Chinese Medicine Development Fund

This is a Full time job

Kowloon Tong, Kowloon City District

subClassification: Funds Management

classification: Banking & Financial Services

at Grand Alliance Asset Management Ltd

Manage and administer the Government funding programme
Conduct assessment of Government funded programme
Overview the progress and final reports from the grantees

26d ago

Listed sixteen days ago

Management Trainee / Associate

This is a Full time job

subClassification: Financial Planning

classification: Banking & Financial Services

Admiralty, Central and Western District

16d ago

Listed nineteen days ago

Manager, Risk Management

at China Everbright Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Risk management in Primary Market
CFA, FRM or ACCA/HKICPA
Post-investment deal and portfolio review

19d ago

Listed more than thirty days ago

Graduate Opportunities in TMF Hong Kong

at TMF Hong Kong Limited

This is a Contract/Temp job

Hong Kong

subClassification: Funds Management

classification: Banking & Financial Services

at Mirae Asset Global Investments (Hong Kong) Limited

30d+ ago

Listed twenty seven days ago

Fund Operations Officer (12-month Renewable Contract)

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Funds Management

classification: Banking & Financial Services

at Standard Chartered Bank (Hong Kong) Ltd

Degree holder in Accounting, Finance or related discipline
At least 1 years of relevant exp in banking or asset management industry
Good understanding of the operations workflow is a must

27d ago

Listed more than thirty days ago

Lead, Product Governance/Control - Mox

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

30d+ ago

Listed twenty six days ago

Due Diligence Officer

at UBS AG

This is a Full time job

Hong Kong

subClassification: Compliance & Risk

classification: Banking & Financial Services

26d ago

Listed twenty seven days ago

Equity Sales Manager (Japanese equity and funds), 多勞多得, commision制, 無上限!

at e-Job Agency Limited

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

at BOC International Holdings Ltd

Japanese equity and funds. Focus HK & Asia clients
Fixed salary or totally commission scheme could be chosen
Central , follow Japan calendar , AL 12 days

27d ago

Listed twenty eight days ago

Retail Business Risk Management Analyst - RMD

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Principal Investment & Retirement Services Limited

28d ago

Listed more than thirty days ago

Manager, Mutual Fund Sales & Distribution

This is a Full time job

Wan Chai District

subClassification: Funds Management

classification: Banking & Financial Services

at Jardine Airport Services Limited

Existing opportunities with a client services focus
Growth potential in mutual fund sales aspect
Friendly and collaborative team culture

30d+ ago

Listed more than thirty days ago

Risk management Officer

This is a Full time job

Airport Area, Islands District

subClassification: Compliance & Risk

classification: Banking & Financial Services

Risk Management and Sustainability
Bachelor degree
Fresh graduated are also welcome

30d+ ago

Listed five days ago

(大量)初級銀行職位 (無需經驗) 歡迎應屆(大專/大學)畢業生申請 HK$15 - 17K

at Searching Pro Limited

This is a Full time job

$15,000 – $18,000 per month

subClassification: Financial Planning

classification: Banking & Financial Services

at Shanghai Commercial Bank Ltd

高級文憑或以上，主修會計, 工商管理及銀行和金融
Operations Assistant, Compliance Officer, Assistant Accounting Officer,
五天工作, 每天工作8小時，無須輪班工作

5d ago

Listed nine days ago

Assistant Manager/ Manager, Operational Risk Management

This is a Full time job

North Point, Eastern District

subClassification: Compliance & Risk

classification: Banking & Financial Services

Whampoa Garden, Kowloon City District

Assist in daily monitoring on operational risk
Maintain the Operational Risk Management System
Assist in conducting risk assessment

9d ago

Listed nine days ago

Associate Manager-Business Planning & Business Support(1-Year Contract, 40k up))

at ADECCO

This is a Contract/Temp job

$38,000 – $45,000 per month

subClassification: Financial Planning

classification: Banking & Financial Services