Listed three days ago
This is a Contract/Temp job
subClassification: Other
classification: Banking & Financial Services
- Manage internal job logging system
- Maintain Wordfast
- Help in outsourcing and vendor management process
3d ago
41 jobs at Securities and Futures Commission
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Jobs at Securities and Futures Commission
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Listed three days ago
This is a Contract/Temp job
subClassification: Other
classification: Banking & Financial Services
- Law Graduate with a good degree
- Relevant work experience in litigation practice
- Good attention to detail
3d ago
Listed three days ago
This is a Full time job
subClassification: Other
classification: Banking & Financial Services
- have a university degree
- 5yrs+ solid experience in the financial services sector or related industries
- have good analytical and problem-solving skills
3d ago
Listed three days ago
This is a Full time job
subClassification: Other
classification: Banking & Financial Services
- Handle licensing applications
- Assist in developing policies and procedures
- Interview applicants and licensees
3d ago
Listed three days ago
This is a Full time job
subClassification: Other
classification: Banking & Financial Services
- 7 years+ in financial or operational risk control
- Detailed knowledge of SFC rules and regulations
- Trading experience, or working knowledge of trading strategies
3d ago
Listed three days ago
This is a Full time job
subClassification: Other
classification: Banking & Financial Services
- Provide technical assistance licensing application
- virtual asset trading platform
- Handle corporate/individual licensing application
3d ago
Listed three days ago
This is a Full time job
subClassification: Other
classification: Banking & Financial Services
- develop and enhance the SFC’s regulatory framework
- virtual asset-related activities
- leading a team in processing licensing application
3d ago
Listed three days ago
This is a Full time job
subClassification: Other
classification: Banking & Financial Services
- Detect & analyze possible misconduct relate to securities & futures market
- Prepare cases for criminal/civil proceedings before HK’s courts and tribunals
- Recent university graduates of exceptional qualities will also be considered
3d ago
Listed three days ago
This is a Full time job
subClassification: Other
classification: Banking & Financial Services
- Working knowledge of FRTB, SA-CCR
- Exposure to regulatory policy setting
- 8 years’ practical experience in model risk manage
3d ago
Listed ten days ago
This is a Full time job
subClassification: Corporate Finance & Investment Banking
classification: Banking & Financial Services
- Minimum of three years of solid work experience
- Experience in IPO or corporate finance
- Good knowledge of the Listing Rules
10d ago
Listed ten days ago
This is a Full time job
subClassification: Corporate Finance & Investment Banking
classification: Banking & Financial Services
- policy setting and issuing codes and guidelines
- analysing industry and firm-specific data
- depicting industry trends
10d ago
Listed ten days ago
This is a Full time job
subClassification: Training & Development
classification: Human Resources & Recruitment
- Drive the talent development agenda to enhance capabilities
- Understand the fast-evolving development needs of our employees
- Min. of 10 yrs’ relevant exp preferably in the financial services industry
10d ago
Listed ten days ago
This is a Full time job
subClassification: Corporate Finance & Investment Banking
classification: Banking & Financial Services
- Minimum of five years of solid work experience
- Experience in IPO/corporate finance related work
- Able to work under pressure and meet deadlines
10d ago
Listed ten days ago
This is a Full time job
subClassification: Corporate Finance & Investment Banking
classification: Banking & Financial Services
- Providing strategic and legal advice
- At least 3 years of solid experience
- Familiarity with the securities and futures market
10d ago
Listed ten days ago
This is a Full time job
subClassification: Funds Management
classification: Banking & Financial Services
- 8 years+ capital markets industry experience
- Detailed knowledge of financial products
- Trading experience in global financial institution
10d ago
Listed ten days ago
This is a Full time job
subClassification: Compliance & Risk
classification: Banking & Financial Services
- Monitor & review intermediaries’ business activity
- 7 years+ experience in financial services sector
- familiar with trading operations in top tier ibank
10d ago
Listed seventeen days ago
This is a Contract/Temp job
subClassification: Administrative Assistants
classification: Administration & Office Support
- Manage internal job logging system
- Maintain Wordfast
- Help in outsourcing and vendor management process
17d ago
Listed seventeen days ago
This is a Contract/Temp job
subClassification: Other
classification: Banking & Financial Services
- Law Graduate with a good degree
- Relevant work experience in litigation practice
- Good attention to detail
17d ago
Listed seventeen days ago
This is a Full time job
subClassification: Other
classification: Banking & Financial Services
- Handle licensing applications
- Assist in developing policies and procedures
- Interview applicants and licensees
17d ago
Listed seventeen days ago
This is a Full time job
subClassification: Other
classification: Banking & Financial Services
- 7 years+ in financial or operational risk control
- Detailed knowledge of SFC rules and regulations
- Trading experience, or working knowledge of trading strategies
17d ago
Listed seventeen days ago
This is a Full time job
subClassification: Other
classification: Banking & Financial Services
- gather information & conduct fund tracing analysis to prepare search operation
- interview suspects and parties involved in the suspected misconduct
- preferably with professional qualifications in Law or Accounting
17d ago
Listed seventeen days ago
This is a Full time job
subClassification: Other
classification: Banking & Financial Services
- conduct fund tracing analysis for investigation into possible market misconduct
- conducting search operations on the premises relating to the suspects
- 12yrs+ experience and tangible interest in SFC investigation & enforcement work
17d ago
Listed seventeen days ago
This is a Full time job
subClassification: Other
classification: Banking & Financial Services
- investigate misconduct committed by persons regulated by the SFC
- prepare cases for criminal, civil or disciplinary proceedings
- 3yr+ experience in investigation, litigation, law enforcement,dispute resolution
17d ago
Listed seventeen days ago
This is a Full time job
subClassification: Other
classification: Banking & Financial Services
- Working knowledge of FRTB, SA-CCR
- Exposure to regulatory policy setting
- 8 years’ practical experience in model risk manage
17d ago
Listed twenty one days ago
This is a Full time job
subClassification: Other
classification: Banking & Financial Services
- Monitoring trading activities on Stock Exchange
- Conducting inquiries relation to market misconduct
- University degree in finance / business preferred
21d ago
Listed twenty one days ago
This is a Full time job
subClassification: Other
classification: Banking & Financial Services
- Identify priorities, develop roadmaps, communicate process change & align goals
- Evaluate and integrate new technology solutions
- strong proficiency in Python (or a comparable language)
21d ago
Listed twenty four days ago
This is a Full time job
subClassification: Corporate Finance & Investment Banking
classification: Banking & Financial Services
- Minimum of three years of solid work experience
- Experience in IPO or corporate finance
- Good knowledge of the Listing Rules
24d ago
Listed twenty four days ago
This is a Full time job
subClassification: Administrative Assistants
classification: Administration & Office Support
- Responsible for document delivery, bank transfers and other outdoor tasks
- Responsible for inspecting the office facilities
- Responsible for setting up the equipment
24d ago
Listed twenty four days ago
This is a Full time job
subClassification: Other
classification: Banking & Financial Services
- have a university degree
- 5yrs+ solid experience in the financial services sector or related industries
- have good analytical and problem-solving skills
24d ago
Listed twenty four days ago
This is a Full time job
subClassification: Corporate Finance & Investment Banking
classification: Banking & Financial Services
- Minimum of five years of solid work experience
- Experience in IPO/corporate finance related work
- Able to work under pressure and meet deadlines
24d ago
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