Securities and Futures Commission Full Time Jobs in Hong Kong

classification: Banking & Financial Services

5 days week
Discretionary Bonus
Medical Insurance

4d ago

Listed fourteen days ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/240304]

This is a Full time job

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

at Yuanta Futures (HK) Co., Limited

8 years+ capital markets industry experience
Detailed knowledge of financial products
Trading experience in global financial institution

14d ago

Listed seventeen days ago

Associate, Sales Department (5-day work week)

This is a Full time job

Admiralty, Central and Western District

subClassification: Account & Relationship Management

Account & Relationship Management

classification: Sales

(Sales)

17d ago

Listed fourteen days ago

Assistant Manager - Investment Products [Ref: JDB/AM/IP/240112]

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Central, Central and Western District

Minimum of three years of solid work experience
Experience in IPO or corporate finance
Good knowledge of the Listing Rules

14d ago

Listed seven days ago

Corporate Associate

at Diligent Capital Limited

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

5-day work week
Year-end bonus, medical insurance
On job training, Work at Central

7d ago

Listed fourteen days ago

Manager - Investment Products [Ref: JDB/MGR/IP/240112]

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at China Alpha Fund Management (HK) Limited

Minimum of five years of solid work experience
Experience in IPO/corporate finance related work
Able to work under pressure and meet deadlines

14d ago

Listed eight days ago

Vice President / Assistant Vice President, Investor Relations

This is a Full time job

Central, Central and Western District

subClassification: Client Services

Client Services

classification: Banking & Financial Services

Hedge Fund
Investor Relations
Client Services

8d ago

Listed twenty one days ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/240202]

This is a Full time job

subClassification: Other

Other

classification: Banking & Financial Services

Admiralty, Central and Western District

7 years+ in financial or operational risk control
Detailed knowledge of SFC rules and regulations
Trading experience, or working knowledge of trading strategies

21d ago

Listed ten days ago

Senior Manager, Compliance

at China Everbright Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Handline Compliance matters for Private Equity and Asset Management
Familiar with Securities and Futures Ordinance
Bachelor’s Degree or above

10d ago

Listed twenty one days ago

Senior Manager - Licensing (Fintech unit), Intermediaries

This is a Full time job

subClassification: Other

Other

classification: Banking & Financial Services

develop and enhance the SFC’s regulatory framework
virtual asset-related activities
leading a team in processing licensing application

21d ago

Listed twenty one days ago

Management Associate - Enforcement (Investigation - Market Misconduct Team)

This is a Full time job

subClassification: Other

Other

classification: Banking & Financial Services

at Accumulus GBA Technology (Hongkong) Co.,Limited

Detect & analyze possible misconduct relate to securities & futures market
Prepare cases for criminal/civil proceedings before HK’s courts and tribunals
Recent university graduates of exceptional qualities will also be considered

21d ago

Listed twenty two days ago

Head of Compliance

This is a Full time job

Central, Central and Western District

subClassification: Compliance & Risk

classification: Banking & Financial Services

MIC
Compliance
AML

22d ago

Listed twenty eight days ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/240304]

This is a Full time job

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

at Compliance First Consulting Limited

8 years+ capital markets industry experience
Detailed knowledge of financial products
Trading experience in global financial institution

28d ago

Listed twenty two days ago

Compliance Officer (Fresh graduate will also be considered)

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

Working location:Central
5 days work
bank holidays

22d ago

Listed twenty eight days ago

Temp Manager (4-M Contract) - IS (Off-site monitoring, Global Institutions), INT

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Gateway Private Markets (HK) Limited

Monitor & review intermediaries’ business activity
7 years+ experience in financial services sector
familiar with trading operations in top tier ibank

28d ago

Listed twenty three days ago

Operations & Compliance Manager: Private Markets Brokerage & FinTech

This is a Full time job

North Point, Eastern District

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

Exposure to private market secondaries a US$100Bn market
Entrepreneurial firm with fast paced culture and accelerated career development
Collaborative and experienced team coming from global banks and investment firms

23d ago

Listed twenty eight days ago

Assistant Manager - Investment Products [Ref: JDB/AM/IP/240112]

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Minimum of three years of solid work experience
Experience in IPO or corporate finance
Good knowledge of the Listing Rules

28d ago

Listed twenty eight days ago

Manager / Assistant Manager - Intermediaries Supervision (Inspection)...

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

policy setting and issuing codes and guidelines
analysing industry and firm-specific data
depicting industry trends

28d ago

Listed twenty eight days ago

Manager - Investment Products [Ref: JDB/MGR/IP/240112]

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Minimum of five years of solid work experience
Experience in IPO/corporate finance related work
Able to work under pressure and meet deadlines

28d ago

Listed thirteen hours ago

Senior Manager - Corporate Finance (IPO Transaction Team)

This is a Full time job

Banking - Corporate & Institutional

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

Reviewing listing applications under the Dual Filing regime
Making recommendations as to the exercise of the Commission’s powers
Solicitor or professional accountant with 10 years post-qualification experience

13h ago

Listed thirteen hours ago

Assistant Manager - Investment Products [Ref: JDB/AM/IP/240112]

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Minimum of three years of solid work experience
Experience in IPO or corporate finance
Good knowledge of the Listing Rules

13h ago

Listed four days ago

Manager – Supervision of Markets (Market Analysis) [Ref:JDB/M/SOM/MA/240513]

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services